MiFID II made simple
with clear documentation and strong processes

Laws and regulations for investment services are extensive and complex. Under MiFID II, customer documentation must be clear and transparent so clients understand the characteristics and risks of the product. Processes must also be properly designed in line with supervisory requirements.

If not, the risk of customer disputes, regulatory intervention and penalties increases. Many FinTechs see this as a brake on growth: instead of building their proposition, they get stuck in documentation, compliance issues and uncertainty about regulatory expectations.

Finnick helps you to prevent this by:

Guiding you through your MiFID II license application, reducing the risk of delays and regulatory pushback. Read more here.
Ensuring your customer documentation is transparent, accurate and compliant
Translating MiFID II requirements into workable processes for product development, governance and compliance

Structuring your investment proposition so that it aligns with supervisory expectations and market practice
Supporting the design of customer protection measures and information obligations
Setting up strong governance and compliance frameworks, including policies, procedures and training

Whether you are an established investment firm or entering a new market with an innovative proposition, we understand your challenges. From compliance and licensing to governance and contracts, we make sure everything is in order so that you can focus on your business.

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