Specialists in FinTech legal advice & projects.

Legal support for innovation & product development

  • Reviewing product propositions
  • Providing legal advice on the practical set-up of the organisation
  • Reviewing and negotiating contracts with partners and service providers
  • Drawing up client documentation (general/product conditions)

Advising on & implementing financial regulatory legislation

  • Financial regulatory legislation (e.g. the Financial Supervision Act (Wft), Money Laundering and Terrorist Financing (Prevention) Act (Wwft), PSD2, MiFID 2, Crowdfunding Regulation, Market Abuse Regulation, SFDR, and MiCA) and implementing it in the organisation
  • Improving/optimising the provision of financial services to clients
  • Managing compliance risks in the organisation and providing guidance for the resulting implementation
  • Providing education and training for employees

Advising on & providing guidance in financial licence applications

  • Analysing licensing requirements for financial services
  • Drawing up and reviewing internal policy documents and work instructions
  • Submitting financial licensing applications and liaising with regulators
  • Implementing the licence in the organisation

Improvement programmes & repositioning

  • Drawing up an improvement plan to remedy shortcomings in financial services
  • Advising and providing guidance on repositioning financial products and services
  • Advising and providing guidance on client migration to new/changed financial services

Interim and project management

  • Providing legal advice to financial enterprises when employees are temporarily absent or during peak workload periods